We perform a comprehensive evaluation of the organization’s risk landscape enabling our clients to have enhanced resilience, reduced disruption and informed strategic decision-making. The ERM evaluation is industry-specific and tailored to current business operations.
Whether you are pre-IPO or an established public company, Sarbanes Oxley compliance is critical and must be executed with accuracy and precision. A well established and effective SOX program positions your organization for regulatory compliance, investor confidence and mitigation of the risk of fraud and financial misstatement.
Regular internal audits and control evaluations provide management with insight into organizational performance, highlight opportunities for improvement, and ensure that reliable data is available for decision-making. Companies equipped with strong internal controls make informed choices, adapt to changing environments and drive sustainable growth. We offer the following for both, private and public companies:
A risk-based program creation and controls testing using the COSO and COBIT frameworks is designed to assess your financial reporting control structure and identify and remediate control gaps and weaknesses. This ensures the accuracy and reliability of financial reporting and enhances stakeholder trust and confidence.
Independent and systemic assessments are performed for selected financial, operational, technological, and strategic areas to identify areas of weakness and provide recommendations for risk mitigation strategies. Internal control evaluations can streamline operations by optimizing processes, reducing inefficiencies, and enhancing productivity. They can also identify fraudulent activities.
A program designed to provide organizations with the full picture and understanding of their third-party vendors and suppliers, how they use them, what data they have access to and what safeguards the third parties have in place to protect such data. A structured program identifies high risk vendors early, prescribes security protocol and performance monitoring, and streamlines contract negotiations.
We perform an in-depth investigation and analysis of corporate fraud, including embezzlement, financial statement fraud, asset misappropriation and corruption. We will quantify the loss(es), advise what controls broke down to allow the loss(es) to occur and provide control recommendations for future fraud risk mitigation.
We work directly with attorneys to perform financial examinations and analysis for legal disputes including but not limited to divorce, family disputes, will/estate disputes, corporate financial disputes and more.
As a third-party service provider, demonstrate to your clients that your control environment is designed and operating effectively. An SSAE-18 System and Organization Controls (SOC) Report with a “clean” unqualified auditor’s opinion is oftentimes the deciding factor in retaining current clients and winning new business for an organization. However, SOC audits will become very costly and time consuming if you are unprepared. Ensure you are prepared to pass your SOC audit and receive an unqualified auditor’s opinion from your first report onwards. We will provide:
Assessing GRC environments during an M&A transaction offers critical benefits for companies in both the pre- and post-acquisition stages. A strong GRC environment enables informed decision making and prevents reputational damage, financial losses and compliance violations. Our pre- and post-acquisition services include:
Cybersecurity and IT assessments are performed using a variety of frameworks including NIST, COBIT, SOC2 and AICPA SOC for Cybersecurity to ensure your organization is adequately positioned to identify, protect, detect, respond, and recover from cybersecurity risks.
To ensure that you have the right type and level of corporate insurance coverage, we will formally document management’s risk appetite, facilitate insurance broker due diligence activities including Request for Proposal activities; and prepare renewal applications including the required support.
